MO
Marc P. Oster
INSCRIPTION CAPITAL
Houston, TX 77098
Some features on this profile are disabled
CRD#: 1528627
MO
Professional summary
Marc Paul Oster, who also goes by Marc P Oster, is a registered financial advisor currently at INSCRIPTION CAPITAL, LLC located in Houston, Texas and INSCRIPTION FAMILY OFFICE, LLC located in Houston, Texas.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Marc has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc P Oster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARC OSTER IS DUALLY� REGISTERED WITH INSCRIPTION FAMILY OFFICE, LLC AND INSCRIPTION CAPITAL, LLC. MARC OSTER HAS SERVED AS A PRINCIPAL WITH INSCRIPTION CAPITAL, LLC SINCE 04/2008 AND AS A MEMBER FOR INSCRIPTION FAMILY OFFICE, LLC SINCE 05/2019. 144 hours per month, 144 hours per month during trading hours IS FOR SERVICES AS A PRINCIPAL OF INSCRIPTION CAPITAL, LLC AND THE BALANCE AS A MEMBER OF INSCRIPTION FAMILY OFFICE, LLC. 2. BEO Holdings, LLC and Levy Park Capital GP LLC, Investment Related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, Owner, 03/2023, zero hours per month and zero hours per month during trading hours, Levy Park Capital GP, LLC is the Fund General Partner for a litigation fund, LPC Litigation Fund I, LP, that provides funding for legal cases in exchange for a share of potential compensation from favorable judgments. 3. PSMC Interest Inc., Non-investment Related, 2925 Richmond Ave. Suite 425 St. Houston, TX 77098, President and Director, 06/2019, zero hours per month and zero hours per month during trading hours, 100% owner of the outstanding stocks which is the only activity and holding for ownership interest in PSMC and Inscription Family Office. 4. OEB Wealth Holdings Inc., Non-investment Related, Houston, TX 77005, Vice President and Director, 06/2019, zero hours per month and zero hours per month during trading hours, 100% owner of outstanding stocks which is the only activity and holding for his ownership interest in OEB and Inscription Family Office. 5. LPC Litigation Fund III, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 06/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 6. LPC Litigation Fund IV, LLC, Investment Related, 3924 Arnold ST, Houston, TX 77005, Litigation Fund, 07/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 7. 1913 Advisors, LLC, Investment Related, 3924 Arnold ST, Houston, TX 77005, 07/2024, zero hours per month and zero hours during trading hours, Conduct due diligence research when required for new opportunities. 8. Jewish Family Service Houston Foundation, Non-investment Related, Houston, TX, 12/2024, 1 hour per month and 0 hours during trading hours, serves as a Board Member to Jewish Family Service Houston Foundation and helps cultivate new relationships with the foundation for fundraising purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Paul Oster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2018 - Present
INSCRIPTION CAPITAL, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 291780
Houston, TX
Current
September 17, 2019 - Present
INSCRIPTION FAMILY OFFICE, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 301900
Houston, TX
Past
November 1, 2001 - April 17, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
November 1, 2001 - April 17, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HOUSTON, TX
Past
June 17, 1997 - November 15, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
June 16, 1994 - June 20, 1997
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(4/13/2018)
IAR
Texas(4/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
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Contact information
Main Address
2925 Richmond Avenue Suite 425, Houston, TX 77098
Mailing Address
Phone number
(713) 673-8999
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 1,556,528,803 |
Red Flags
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