Rosemary O. Danielson

CRD#: 1528557

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rosemary Othelia Danielson, CFP®, who also goes by Rosie Danielson, Rosemary Othelia Gabel, Rosemary Gabel, Rosie Gabel, was a registered financial professional .

Rosemary is a previously registered financial professional and started their career in finance in 1986. Rosemary had worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rosie Danielson | Rosemary Othelia Gabel | Rosemary Gabel | Rosie Gabel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Past

November 18, 2003 - December 31, 2025

BALANCED FINANCIAL PLANNING, INC.

RIA

CRD#: 128161

Overland Park, KS

Past

November 14, 2002 - December 31, 2003

GARRETT FINANCIAL PLANNING, INC.

RIA

CRD#: 116581

SHAWNEE, KS

Past

January 1, 1996 - August 5, 1998

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

January 7, 1993 - December 31, 1993

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

March 5, 1991 - December 31, 1992

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 23, 1990 - March 8, 1991

ENERIC FINANCIAL SERVICES, INC.

CRD#: 11761

FAIRFIELD, IA

Past

August 25, 1989 - March 30, 1990

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

May 13, 1987 - August 25, 1989

PFG SECURITIES, INC.

CRD#: 15401

Past

January 13, 1987 - May 26, 1987

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

September 26, 1986 - January 19, 1987

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALANCED FINANCIAL PLANNING, INC.

BALANCED FINANCIAL PLANNING | BALANCED FINANCIAL PLANNING, INC.

CRD#: 128161 / SEC#: 801-121980

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

Kansas

Registered Investment Advisory firm - (10/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (10/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

BALANCED FINANCIAL PLANNING, INC.

BALANCED FINANCIAL PLANNING | BALANCED FINANCIAL PLANNING, INC.

CRD#: 128161 / SEC#: 801-121980

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

Kansas

Registered Investment Advisory firm - (10/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (10/13/2021 Terminated)

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Contact information

Main Address

6701 W. 64th Street Suite 223, Overland Park, KS 66202-4091

Mailing Address

Phone number

(913) 677-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND PART 2B FEBRUARY 2025 (2/5/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 180,861,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rosemary O. Danielson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GARRETT FINANCIAL PLANNING, INC.

BIRCHTREE FINANCIAL SERVICES LLC

MARINER FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ENERIC FINANCIAL SERVICES, INC.

FIRST AFFILIATED SECURITIES

PFG SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

BALANCED FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1986

Series 7

Date: 9/20/1986

Current Firm

BALANCED FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALANCED FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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