Monica S. Haven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monica Sue Haven, who also goes by Monica S Lehmann, Monica Sue Lehmann, was a registered financial professional .
Monica is a previously registered financial professional and started their career in finance in 1986. Monica had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2007 - August 21, 2013
HG CAPITAL ADVISORS, LLC
October 1, 2007 - October 16, 2007
HG CAPITAL ADVISORS, LLC
April 4, 2005 - October 1, 2007
SSN ADVISORY, INC.
January 26, 2000 - October 19, 2009
SECURITIES SERVICE NETWORK, LLC
April 3, 1998 - February 1, 2000
WALNUT STREET SECURITIES, INC.
May 27, 1992 - April 3, 1998
AEGON USA SECURITIES INC.
July 23, 1986 - May 28, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HG CAPITAL ADVISORS, LLC
CRD#: 114653 / SEC#: 801-68230
Contact information
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 18,660,308 |
Red Flags
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