Forrest G. Surles
EAGLE STRATEGIES LLC
HOUSTON, TX 77056
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CRD#: 1528366
Professional summary
Forrest Gibson Surles, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Houston, Texas and NYLIFE SECURITIES LLC located in Houston, Texas.
Forrest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Forrest has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA, THE FORREST GROUP, LLC] [GUAJARDO HUNTING LEASE, LLC; HUNTING LEASE MEMBERSHIP; 7575 SAN FELIPE DR, SUITE 350, HOUSTON, TX 77063; START DATE 04/2013; ROLE/TITLE: MEMBER; NOT INVESTMENT RELATED; 30 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [NYLARC Holding Company, Inc.; Private-placement - Wholly owned by its agent-shareholders and is sole shareholder of New York Life Agents Reinsurance Company.; c/o Sherman Wells Sylvester & Stamelman, LLP; 210 Park Avenue, 2nd Floor; Florham Park, NJ 07932; Start Date 06/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [St Charles Bay Hunting Club; non investment related; Exclusive hunting & fishing club with access to lodging facilities in Lamar, TX; 234 Lamar Beach Road Lamar, Texas 78382; start date 08/2018; member; Solely a member of the club - may attend member meetings in Houston, TX and make use of the hunting facilities in Lamar, TX; no time spent on activity] [Houston Business and Estate Planning Council; Professional organization that meets 10 times a year at luncheon for networking and continuing education; 24 Greenway Plaza, Suite 1800, Houston, TX 77046; Start Date 05/2019; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Board Member, I will serve 6 years on the Board, which meet 2-3 times per year to discuss upcoming luncheons for our Members, review and vote on new Members and discuss any outstanding issues. In the fifth year of my tenure, Immediate Past President] [Alvin HWY 517 Boat and RV Storage LP; Boat and RV storage park that allows the public to rent spaces and store their boats and/or RV's.; HWY 517, Alvin, TX; Start Date 01/2023; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Houston Safari Club Foundation Grant Committee; Non-Profit organization that helps support youth education, shooting sports and conservation efforts to protect wildlife and habitat wildlife at home and abroad.; 14811 St. Mary's Lane, Suite 265, Houston, TX 77079; Start Date 08/2023; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Operation Game Thief Clay Tournament Committee; Operation Game Thief is the philanthropic division of Texas Parks and Wildlife, which holds an annual clay shoot tournament to raise funds to buy protective equipment for the Texas Game Wardens. ; 4200 Smith School Rd, Austin, TX 78744; Start Date 02/2024; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; help plan for the tournament and recognize and obtain sponsors/teams for the event] [Houston Safari Club Clay Shoot Tournament ; Chairperson. The Houston Safari Club hold an annual charity Clay Shoot Tournament to benefit their non-profit, the Houston Safari Club Foundation. ; 14811 St Marys Lane, Houston, TX 77079; Start Date 01/2024; Role/Title: Chairperson; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Forrest Gibson Surles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
March 2, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 2121 Sage Road Suite 145, Houston, TX 77056RIA
CRD#: 110826
HOUSTON, TX
Current
October 27, 1987 - Present
NYLIFE SECURITIES LLC
Office #1: 2121 Sage Road Suite 355, Houston, TX 77056BD
CRD#: 5167
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/28/1987)
IAR
Texas(3/2/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
