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GT

Gregory R. Trotter

MCDERMOTT INVESTMENT SERVICES
Sherman Oaks, CA 91403
Some features on this profile are disabled
CRD#: 1528066
GT

Professional summary

Gregory Ralph Trotter, who also goes by Greg Trotter, is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Sherman Oaks, California.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1986. Gregory has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Trotter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Ralph Trotter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2018 - Present

MCDERMOTT INVESTMENT SERVICES, LLC

Office #1: 15490 Ventura Blvd Suite 100, Sherman Oaks, CA 91403
BD
CRD#: 154926
Sherman Oaks, CA
Past

July 29, 2013 - June 17, 2014

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
GREENVILLE, SC
Past

January 4, 2010 - January 11, 2012

PASSCO CAPITAL, INC.

BD
CRD#: 117323
SHERMAN OAKS, CA
Past

June 6, 2006 - June 15, 2009

WELTON STREET INVESTMENTS LLC

BD
CRD#: 132111
ENGLEWOOD, CO
Past

August 14, 1986 - February 6, 1990

AMERICAN NATIONAL EQUITIES, INC.

BD
CRD#: 15899

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/9/2018)
RR
Florida
(6/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 4/30/2018
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 39
Date: 5/15/1987
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MCDERMOTT INVESTMENT SERVICES, LLC
MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926 / SEC#: , 8-68683

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
900 Broad Ave South Suite 2c, Naples, FL 34102
Mailing Address
P.o. Box 1784, Naples, FL 34106
Phone number
(610) 882-1460
Established
Pennsylvania since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDERMOTT, DEAN PATRICKMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1731834
CITO, JOHN PHILIPMANAGING DIRECTOR724521
RIP, OLGACHIEF FINANCIAL OFFICER/FINOP5440553

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926Sherman Oaks, CA 91403

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