NG
Norbert Gonzales
WEALTH MANAGEMENT
San Antonio, TX 78230
Some features on this profile are disabled
CRD#: 1528058
NG
Professional summary
Norbert Gonzales JR, who also goes by Bert Gonzales, Norbert Gonzales, is a registered financial advisor currently at WEALTH MANAGEMENT located in San Antonio, Texas.
Norbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Norbert has worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bert Gonzales | Norbert Gonzales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NORBERT GONZALES, JR. PC - NON-INVESTMENT RELATED BUSINESS - 7800 IH 10 W, SUITE 505, SAN ANTONIO, TX 78230 - CPA SERVICES AND LEGAL SERVICES - OWNER OF BUSINESS - BEGAN 12/1/80 TO PRESENT - 160 HRS/MONTH DEVOTED TO BUSINESS,MONDAY-FRIDAY, 9AM TO 6PM - DUTIES INCLUDE OWNER, MANAGER, AND I OFFER CPA AND BUSINESS LEGAL SERVICES. SAN ANTONIO CHAMBER CHOIR - NOT INVESTMENT RELATED - SAN ANTONIO, TX - NON PROFIT - BOARD OF DIRECTORS - START DATE N/A - APPROX 1 HOUR MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS - MEET ONCE A MONTH PARK SOUTH VILLAGE - NOT INVESTMENT RELATED - SAN ANTONIO, TX - NON PROFIT LOW INCOME HOUSING MANAGEMENT - BOARD OF DIRECTORS - START DATE N/A - APPROX. 1 HOUR MONTHLY - 0 HOURS DURING SECURITIES TRADING HOURS - MANAGE LOW INCOME HOUSING San Pedro Playhouse - NOT INVESTMENT RELATED - SAN ANTONIO, TX - NON PROFIT - BOARD OF DIRECTORS - START DATE 3/2021 - APPROX 1 HOUR MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS - MEET ONCE A MONTH Best Payroll LLC - NOT INVESTMENT RELATED - SAN ANTONIO, TX - LLC - OWNER - START DATE 3/2021 - APPROX 1 HOUR MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Norbert Gonzales JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2007 - Present
WEALTH MANAGEMENT
Office #1: 7800 Ih 10 West Suite 505, San Antonio, TX 78230RIA
CRD#: 137080
San Antonio, TX
Past
April 3, 1998 - August 28, 2007
D RONALD VOSS INVESTMENT MANAGER
RIA
CRD#: 106735
SAN ANTONIO, TX
Past
July 22, 1986 - November 26, 1991
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
