Lawrence M. Orns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Orns, who also goes by Lawrence M Orns, Lawrence M Wrns, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1986. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - October 26, 2021
TRUIST ADVISORY SERVICES, INC.
July 12, 2012 - December 20, 2020
TRUIST INVESTMENT SERVICES, INC.
July 9, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 28, 2007 - July 3, 2012
HSBC SECURITIES (USA) INC.
July 26, 2007 - July 3, 2012
HSBC SECURITIES (USA) INC.
March 21, 2000 - July 17, 2007
JANNEY MONTGOMERY SCOTT LLC
July 31, 1993 - April 20, 2000
CITIGROUP GLOBAL MARKETS INC.
March 24, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
August 21, 1986 - March 31, 1987
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
