Timothy F. Zaleski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Francis Zaleski, who also goes by Tim Zaleski, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2006 - October 15, 2015
VFINANCE INVESTMENTS, INC
December 17, 2002 - January 17, 2006
AEGIS CAPITAL CORP.
October 29, 2001 - December 20, 2002
WM. V. FRANKEL & CO., INCORPORATED
November 16, 2000 - October 31, 2001
NATIONAL SECURITIES CORPORATION
July 8, 1999 - October 26, 2000
SHARPE CAPITAL, INC.
June 17, 1999 - July 19, 1999
FORTA FINANCIAL GROUP, INC.
February 3, 1999 - March 5, 1999
JW GENESIS CLEARING CORP.
January 4, 1999 - March 10, 1999
JWGENESIS FINANCIAL GROUP, INC
February 19, 1993 - January 4, 1999
CHATFIELD DEAN & CO., INC.
August 17, 1992 - January 11, 1993
SMITH, BENTON & HUGHES, INC.
May 4, 1989 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
August 27, 1986 - June 24, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
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