AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JA

John Batista Albomonte

INSPEREX
DELRAY BEACH, FL
·CRD# 1527773·40 years experience

Professional Summary

John Batista Albomonte is a registered financial advisor currently at INSPEREX LLC located in Delray Beach, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 52TO, Series 79TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
View profile
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Years of Experience

40 years in the financial services industry

Current & Past Employments

Current

INSPEREX LLCCurrent·CRD# 101420
BD
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
May 19, 2026 - Present

Past

ZEUS FINANCIAL, LLCPast·CRD# 18192
BD
Schererville, IN
May 8, 2024 - May 18, 2026
ADVISORS ASSET MANAGEMENT, INC.Past·CRD# 46727
BD
Schererville, IN
August 31, 2015 - May 14, 2024
INSPEREX LLCPast·CRD# 101420
BD
Chicago, IL
July 5, 2006 - August 10, 2015
HILLTOP SECURITIES INC.Past·CRD# 6220
RIA
Chicago, IL
January 6, 2005 - June 12, 2006
HILLTOP SECURITIES INC.Past·CRD# 6220
BD
Chicago, IL
January 2, 2003 - June 12, 2006
BANC ONE SECURITIES CORPORATIONPast·CRD# 16999
BD
Chicago, IL
February 1, 1999 - January 3, 2003
WINGSPAN INVESTMENT SERVICESPast·CRD# 17516
BD
Chicago, IL
April 16, 1990 - February 1, 1999
FINANCIAL HORIZONS SECURITIES CORPORATIONPast·CRD# 20221
BD
March 28, 1989 - April 16, 1990
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
December 8, 1987 - February 17, 1988
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
January 30, 1987 - December 4, 1987
FIRST JERSEY SECURITIES, INC.Past·CRD# 6621
BD
August 20, 1986 - January 12, 1987

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Current Firm

IL
INSPEREX LLC

FINANCIAL NORTHEASTERN | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC | INCAPITAL

CRD#: 101420 / SEC#: 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Phone Number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INCAPITAL HOLDINGS LLCMEMBER: VOTING—
BARBAR, GEORGE ELIAS ANTHONYCHIEF COMMERCIAL OFFICER4557730
BUSSCHER, ARNOLD BRADLEYCHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL AND INTERIM CHIEF COMPLIANCE OFFICER2213934
CARRELS, CHRISTINE ANNCHIEF MARKETING OFFICER6651750
DEEG, ADITI DAVARECHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP4279152
ELLIOTT, LAURA SUEPRESIDENT2125558
LEHRMAN, IRACHIEF TECHNOLOGY OFFICER2577289
MITCHELL, SCOTT ALEXANDERCHIEF EXECUTIVE OFFICER4717597
NICHOLSON, MARSHALL ALLENHEAD OF STRATEGIC INITIATIVES4585471
TOLAR, JOHN MHEAD OF FIXED INCOME SALES & TRADING3075402

Disclosures

Regulatory Event

1

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/19/2026)
RR
Florida
(5/19/2026)
RR
Illinois
(5/19/2026)
RR
Indiana
(5/19/2026)
RR
Michigan
(5/19/2026)
RR
New Jersey
(5/19/2026)
RR
New York
(5/19/2026)
RR
Texas
(5/19/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 1999

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1992About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1991About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1991About the Series 4 exam
FINRA
SRO Registrations

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view John Batista Albomonte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

ED
Edgar Duran

TRANSAMERICA FINANCIAL ADVISORS, LLC

WEST PALM BEACH, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#