Suzanna S. Mckirdie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanna Sarah Mckirdie, who also goes by Suzanna Leovey, was a registered financial professional .
Suzanna is a previously registered financial professional and started their career in finance in 1998. Suzanna had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2019 - April 15, 2020
CABLE HILL PARTNERS, LLC
March 28, 2013 - April 22, 2019
TENBRIDGE PARTNERS LLC
March 21, 2013 - September 19, 2014
KMS FINANCIAL SERVICES, INC.
March 21, 2013 - December 31, 2016
KMS FINANCIAL SERVICES, INC.
June 22, 2010 - February 19, 2013
RBC CAPITAL MARKETS, LLC
June 11, 2010 - February 19, 2013
RBC CAPITAL MARKETS, LLC
October 1, 1998 - June 18, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABLE HILL PARTNERS, LLC
CRD#: 168252 / SEC#: 801-78336
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,982 |
| AUM (Assets Under Management) | $ 1,977,399,614 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2024 | ||
| 07/14/2023 | ||
| 01/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
