Nancy Kitson
Professional summary
Nancy Kitson, who also goes by Nancy Ruth Delembo, Nancy Ruth Delembo, Nancy Delembo Kitson, Nancy Ruth Kitson, Nancy Delembo Kitson, Nancy Ruth Slocum, Nancy Ruth Slocum, Nancy Ruth Westgate, Nancy Ruth Westgate, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Painesville, Ohio.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Nancy has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Kitson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nancy Kitson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2021 - Present
FIFTH THIRD SECURITIES, INC.
October 14, 2021 - Present
FIFTH THIRD SECURITIES, INC.
December 11, 2014 - October 28, 2021
KEY INVESTMENT SERVICES LLC
December 11, 2014 - October 28, 2021
KEY INVESTMENT SERVICES LLC
July 6, 2010 - December 11, 2014
THE HUNTINGTON INVESTMENT COMPANY
October 28, 2009 - December 11, 2014
THE HUNTINGTON INVESTMENT COMPANY
June 7, 2006 - October 29, 2009
NATCITY INVESTMENTS, INC.
December 1, 2005 - June 1, 2006
CITIZENS SECURITIES, INC.
April 12, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
August 24, 2004 - April 6, 2005
FIRSTMERIT SECURITIES, INC.
April 29, 2004 - August 31, 2004
BANC ONE SECURITIES CORPORATION
August 7, 2003 - April 27, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
October 16, 1998 - July 31, 2003
FIRSTMERIT SECURITIES, INC.
October 19, 1995 - October 13, 1998
KEY INVESTMENTS INC.
November 15, 1994 - October 27, 1995
KEYBANC CAPITAL MARKETS INC.
Primary Firm SEC Registration
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2021)
(10/15/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
