David R. Villepique
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Villepique was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2006 - February 28, 2012
AEPG WEALTH STRATEGIES
February 21, 2006 - July 13, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - July 13, 2006
CITIGROUP GLOBAL MARKETS INC.
July 2, 2002 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
November 3, 1987 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
July 23, 1986 - October 31, 1987
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEPG WEALTH STRATEGIES
CRD#: 109859 / SEC#: 801-32089
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
