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CC

Christopher A. Cokinis

CAPE INVESTMENT ADVISORY
Tampa, FL
Some features on this profile are disabled
CRD#: 1527389
CC
Christopher Alex CokinisCAPE INVESTMENT ADVISORY

Professional summary

Christopher Alex Cokinis, who also goes by Chris Cokinis, Christopher A Cokinis, is a registered financial advisor currently at CAPE INVESTMENT ADVISORY, INC. located in Tampa, Florida and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Christopher has worked at 27 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 9, Series 14, Series 10, Series 27, Series 4, Series 53 and Series 24 exams.

Aliases

Chris Cokinis | Christopher A Cokinis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alex Cokinis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
Tampa, FL
Current

July 13, 2026 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 1600 Pennsylvania Ave., Mcdonough, GA 30253
BD
CRD#: 7388
MCDONOUGH, GA
Past

November 12, 2025 - June 25, 2026

LINCOLN INVESTMENT

RIA
CRD#: 519
LUTZ, FL
Past

November 7, 2025 - June 25, 2026

LINCOLN INVESTMENT

BD
CRD#: 519
LUTZ, FL
Past

June 16, 2021 - November 10, 2023

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

May 11, 2021 - November 10, 2023

CALTON & ASSOCIATES, INC.

RIA
CRD#: 20999
TAMPA, FL
Past

January 29, 2021 - May 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SARASOTA, FL
Past

January 22, 2021 - May 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SARASOTA, FL
Past

September 9, 2020 - January 25, 2021

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
TAMPA, FL
Past

September 9, 2020 - January 25, 2021

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
TAMPA, FL
Past

March 23, 2018 - October 23, 2019

WORLD EQUITY GROUP, INC.

RIA
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past

March 21, 2018 - October 23, 2019

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past

June 9, 2016 - June 10, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
TAMPA, FL
Past

April 7, 2016 - March 1, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Tampa, FL
Past

February 29, 2016 - February 27, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
TAMPA, FL
Past

December 20, 2013 - December 31, 2015

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
OVERLAND PARK, KS
Past

December 10, 2013 - December 31, 2015

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

December 9, 2013 - December 10, 2013

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
OVERLAND PARK, KS
Past

March 22, 2012 - December 5, 2013

FORTITUDE ADVISORY GROUP L.L.C.

RIA
CRD#: 116083
DALLAS, TX
Past

March 22, 2012 - December 5, 2013

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

October 7, 2003 - February 3, 2012

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
DES MOINES, IA
Past

October 3, 2003 - February 3, 2012

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
DES MOINES, IA
Past

January 2, 2003 - December 31, 2003

LOCUST STREET SECURITIES, INC.

RIA
CRD#: 1703
DES MOINES, IA
Past

January 2, 2003 - December 31, 2003

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

March 30, 2001 - August 12, 2002

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

September 5, 2000 - August 1, 2002

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

September 22, 1997 - September 25, 2000

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

September 22, 1997 - September 25, 2000

AMERICAN UNITED LIFE INSURANCE COMPANY

BD
CRD#: 1075
INDIANAPOLIS, IN
Past

May 17, 1995 - August 27, 1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

May 17, 1995 - August 27, 1997

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

January 10, 1994 - April 21, 1995

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

December 1, 1992 - January 1, 1994

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

May 7, 1991 - November 16, 1992

HAMILTON INVESTMENTS, INC.

BD
CRD#: 821
Past

September 24, 1990 - April 22, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 20, 1990 - April 22, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

June 23, 1989 - March 12, 1990

DRAKE & COMPANY INVESTMENT SERVICES, INC.

BD
CRD#: 10148
Past

October 13, 1988 - May 11, 1989

KURK FINANCIAL SECURITIES, INC.

BD
CRD#: 23098
Past

February 1, 1988 - September 1, 1988

OBERWEIS SECURITIES, INC.

BD
CRD#: 7739
Past

June 24, 1986 - February 1, 1988

ENGLER-BUDD & COMPANY INC.

BD
CRD#: 1743

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPE INVESTMENT ADVISORY, INC.
ACCG | US VETWEALTH | TRINITY STREET FINANCIAL | THE MILESTONE CENTER | TANNER INVESTMENT GROUP | SKYVIEW WEALTH | SEQUOIA ADVISORY SERVICES | SARASOTA FINANCIAL GROUP, INC. | S. ENOCHS INVESTMENTS LLC | ROBERTS FINANCIAL PARTNERS GROUP | RIA MATCH | RETIREMENT AND WEALTH STRATEGIES | RETIRE BY DESIGN | PARADIGM FINANCIAL GROUP LLC | MD PLANNING GROUP | MARCH WEALTH MANAGEMENT | KEEPING YOU RETIRED AKA ADVANCED FINANCIAL SERVICES | KEEGAN WEALTH MANAGEMENT | JACOBS WEALTH PLANNING, INC. | INVESTMENT FIDUCIARY PLANNERS, LLC | HERITAGE PLANNING GROUP P.C. | GPDIETZ FINANCIAL | GLACIER WEALTH MANAGEMENT | GEBA WEALTH MANAGEMENT | FINANCIAL NSIGHTS INC | DEES WEALTH MANAGEMENT | CMA FINANCIAL SERVICES | CAPITAL CHOICE ADVISORS | CAPE INVESTMENT ADVISORY, INC. | BLUEPRINT FINANCIAL SOLUTIONS | BARBER LACKEY FINANCIAL GROUP | BABB FINANCIAL GROUP | APEX CAPITAL ADVISING LLC | AMERICAN GLOBAL ADVISORY SERVICES | ADVANTAGE ADVISORY GROUP

CRD#: 146384 / SEC#: 801-71349

RIA
Registered Investment Advisory firm - (4/29/2010 Approved)
Georgia
Registered Investment Advisory firm - (5/25/2010 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/13/2026)
RR
Georgia
(7/14/2026)
IAR
Georgia
(7/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/13/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/6/1989
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/22/1987
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/24/1986
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/4/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPE INVESTMENT ADVISORY, INC.
ACCG | US VETWEALTH | TRINITY STREET FINANCIAL | THE MILESTONE CENTER | TANNER INVESTMENT GROUP | SKYVIEW WEALTH | SEQUOIA ADVISORY SERVICES | SARASOTA FINANCIAL GROUP, INC. | S. ENOCHS INVESTMENTS LLC | ROBERTS FINANCIAL PARTNERS GROUP | RIA MATCH | RETIREMENT AND WEALTH STRATEGIES | RETIRE BY DESIGN | PARADIGM FINANCIAL GROUP LLC | MD PLANNING GROUP | MARCH WEALTH MANAGEMENT | KEEPING YOU RETIRED AKA ADVANCED FINANCIAL SERVICES | KEEGAN WEALTH MANAGEMENT | JACOBS WEALTH PLANNING, INC. | INVESTMENT FIDUCIARY PLANNERS, LLC | HERITAGE PLANNING GROUP P.C. | GPDIETZ FINANCIAL | GLACIER WEALTH MANAGEMENT | GEBA WEALTH MANAGEMENT | FINANCIAL NSIGHTS INC | DEES WEALTH MANAGEMENT | CMA FINANCIAL SERVICES | CAPITAL CHOICE ADVISORS | CAPE INVESTMENT ADVISORY, INC. | BLUEPRINT FINANCIAL SOLUTIONS | BARBER LACKEY FINANCIAL GROUP | BABB FINANCIAL GROUP | APEX CAPITAL ADVISING LLC | AMERICAN GLOBAL ADVISORY SERVICES | ADVANTAGE ADVISORY GROUP

CRD#: 146384 / SEC#: 801-71349

RIA
Registered Investment Advisory firm - (4/29/2010 Approved)
Georgia
Registered Investment Advisory firm - (5/25/2010 Terminated)
Loading...

Contact information

Main Address
1600 Pennsylvania Ave., Mcdonough, GA 30253
Mailing Address
Phone number
(678) 583-1120
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPE INVESTMENT ADVISORY BROCHURE (12/12/2025)
CAPE INVESTMENT ADVISORY WRAP BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts1,769
AUM (Assets Under Management)$ 402,413,992

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPE INVESTMENT ADVISORY, INC.

CRD#: 146384Tampa, FL

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