Christopher A. Cokinis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher A Cokinis, who also goes by Chris Cokinis, Christopher Alex Cokinis, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 25 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 9, Series 14, Series 10, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2025 - June 25, 2026
LINCOLN INVESTMENT
November 7, 2025 - June 25, 2026
LINCOLN INVESTMENT
June 16, 2021 - November 10, 2023
CALTON & ASSOCIATES, INC.
May 11, 2021 - November 10, 2023
CALTON & ASSOCIATES, INC.
January 29, 2021 - May 6, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
January 22, 2021 - May 6, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
September 9, 2020 - January 25, 2021
ONEAMERICA SECURITIES, INC.
September 9, 2020 - January 25, 2021
ONEAMERICA SECURITIES, INC.
March 23, 2018 - October 23, 2019
WORLD EQUITY GROUP, INC.
March 21, 2018 - October 23, 2019
WORLD EQUITY GROUP, INC.
June 9, 2016 - June 10, 2016
LPL FINANCIAL LLC
April 7, 2016 - March 1, 2018
INDEPENDENT FINANCIAL PARTNERS
February 29, 2016 - February 27, 2018
LPL FINANCIAL LLC
December 20, 2013 - December 31, 2015
VSR FINANCIAL SERVICES, INC.
December 10, 2013 - December 31, 2015
VSR FINANCIAL SERVICES, INC.
December 9, 2013 - December 10, 2013
VSR FINANCIAL SERVICES, INC.
March 22, 2012 - December 5, 2013
FORTITUDE ADVISORY GROUP L.L.C.
March 22, 2012 - December 5, 2013
ARGENTUS SECURITIES, LLC
October 7, 2003 - February 3, 2012
VOYA FINANCIAL ADVISORS, INC.
October 3, 2003 - February 3, 2012
VOYA FINANCIAL ADVISORS, INC.
January 2, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
January 2, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
March 30, 2001 - August 12, 2002
CETERA FINANCIAL SPECIALISTS LLC
September 5, 2000 - August 1, 2002
CAPITAL BROKERAGE CORPORATION
September 22, 1997 - September 25, 2000
ONEAMERICA SECURITIES, INC.
September 22, 1997 - September 25, 2000
AMERICAN UNITED LIFE INSURANCE COMPANY
May 17, 1995 - August 27, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 17, 1995 - August 27, 1997
OSAIC FA, INC.
January 10, 1994 - April 21, 1995
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 1, 1992 - January 1, 1994
INVEST FINANCIAL CORPORATION
May 7, 1991 - November 16, 1992
HAMILTON INVESTMENTS, INC.
September 24, 1990 - April 22, 1991
IDS LIFE INSURANCE COMPANY
September 20, 1990 - April 22, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
June 23, 1989 - March 12, 1990
DRAKE & COMPANY INVESTMENT SERVICES, INC.
October 13, 1988 - May 11, 1989
KURK FINANCIAL SECURITIES, INC.
February 1, 1988 - September 1, 1988
OBERWEIS SECURITIES, INC.
June 24, 1986 - February 1, 1988
ENGLER-BUDD & COMPANY INC.
Primary Firm SEC Registration
LINCOLN INVESTMENT
CRD#: 519 / SEC#: 801-14059, 8-14354
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
LINCOLN INVESTMENT
CRD#: 519 / SEC#: 801-14059, 8-14354
Contact information
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC | MEMBER/OWNER | |
| ALEXANDER, DANIEL SEAN | EXECUTIVE VICE-PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER | 4051341 |
| BUETI, ANTHONY CHARLES | SENIOR VICE-PRESIDENT, OPERATIONS & SERVICE/ PRINCIPAL OPERATIONS OFFICER | 5876104 |
| BURA, KAREN DOUGHERTY | VICE-PRESIDENT, CONTROLLER | 1666006 |
| ESTES, JASON CHRISTOPHER | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION & TECHNOLOGY OFFICER | 7485210 |
| FLAX, STEVEN NEIL | EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER | 5655474 |
| FORST, EDWARD SAMUEL JR | ELECTED MANAGER/CEO | 708024 |
| LECKEY, KATHLEEN KINSLOW | PRESIDENT, CHIEF OPERATING OFFICER | 2447809 |
| MATTSON, MAUREEN ANN | EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 5952728 |
| MCCARTHY, DIANE MULHERRIN | EXECUTIVE VICE-PRESIDENT/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/ELECTED MANAGER | 4923328 |
| MEHROTRA, SHASHI | SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER | 2640875 |
| OBERLIES, SUSAN MARY | SENIOR VICE-PRESIDENT, CORPORATE COUNSEL/SECRETARY | 3009149 |
Regulatory assets under management
| Total Number of Accounts | 201,292 |
| AUM (Assets Under Management) | $ 18,904,482,714 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
