David N. Navarro
CHICAGO OAKBROOK FINANCIAL GROUP | President
OAK BROOK, IL 60523
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CRD#: 1527259
Professional summary
David Nathan Navarro, CFP® is a registered financial advisor currently at CHICAGO OAKBROOK FINANCIAL GROUP located in Oak Brook, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Executive services/Equity comp...
Institutional consulting
Financial planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance sales, as of 04/1997, 10% of time spent during business hours, conducted at branch, investment related. 2. Chicago Oakbrook Financial Group, president, owner, 401k plan trustee, and brokerage cash balance plan trustee for private entity created as operating company for securities business, as of 05/01/1999, 100% of time spent during business hours, conducted at branch, investment related. 3. KNR Partners, LLC, partner and co-owner of real estate holding company, as of 01/01/2006, 0% of time spent during business hours, not conducted at branch, not investment related. 4. Renting real estate property located in Glen Ellyn, IL, as owner, as of 05/01/2011, 0% of time spent during business hours, not conducted at branch, not investment related. 5. Trust Protector for 3 family friends; Located in Oak Brook, IL, as of 11/30/2021; 0% time spent during business hours; Not conducted at branch location; Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view David Nathan Navarro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
December 10, 2024 - Present
CHICAGO OAKBROOK FINANCIAL GROUP
Office #1: 903 Commerce Drive, Suite 300, Oak Brook, IL 60523RIA
CRD#: 333344
OAK BROOK, IL
Past
August 1, 2007 - December 31, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
PLAINFIELD, IL
Past
August 1, 2007 - December 31, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
PLAINFIELD, IL
Past
April 9, 1999 - August 1, 2007
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
OAKBROOK, IL
Past
May 1, 1997 - August 1, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
OAKBROOK, IL
Past
July 14, 1986 - May 21, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CHICAGO OAKBROOK FINANCIAL GROUP
401K TEAM | COFG ADVISORS, LLC | CHICAGO OAKBROOK FINANCIAL GROUP
CRD#: 333344 / SEC#: 801-131428
RIA
Registered Investment Advisory firm - (11/6/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/10/2024)
IAR
Texas(12/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CO
CHICAGO OAKBROOK FINANCIAL GROUP
401K TEAM | COFG ADVISORS, LLC | CHICAGO OAKBROOK FINANCIAL GROUP
CRD#: 333344 / SEC#: 801-131428
RIA
Registered Investment Advisory firm - (11/6/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
903 Commerce Drive, Suite 300, Oak Brook, IL 60523
Mailing Address
Phone number
(630) 954-5572
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,116 |
| AUM (Assets Under Management) | $ 907,280,235 |
Red Flags
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Company Information
CHICAGO OAKBROOK FINANCIAL GROUP
PresidentCRD#: 333344Oak Brook, IL 60523TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
