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Neil Ryan Collins

CRD# 1526965·Registered 1991 - 2025
Previously Registered: Being a previously registered professional could mean that Neil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Neil Ryan Collins, who also goes by Neil R Collins, was a registered financial advisor. Neil was a previously registered financial professional and started their career in finance 1991 - 2025. Neil had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neil R Collins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

MARBLEHEAD CAPITAL, LLC·CRD# 155273
RIA
Beverly, MA
March 6, 2012 - December 31, 2025
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Topsfield, MA
November 7, 2005 - September 9, 2010
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Topsfield, MA
November 7, 2005 - September 9, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Boston, MA
January 6, 2000 - October 18, 2005
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - October 18, 2005
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
February 12, 1999 - October 1, 1999
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
June 30, 1994 - February 19, 1999
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 2, 1991 - June 28, 1994

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Current Firm

MC
MARBLEHEAD CAPITAL, LLC

MARBLEHEAD CAPITAL, LLC

CRD#: 155273

Contact Information

Main Address

100 Cummings Center Suite 314g, Beverly, MA 01915

Phone Number

(978) 969-2468

# of Employees

0

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

61

AUM (Assets Under Management)

$12,550,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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