Neil R. Collins

MARBLEHEAD CAPITAL

Beverly, MA 01915

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CRD#: 1526965

Professional summary

Neil Ryan Collins, who also goes by Neil R Collins, is a registered financial advisor currently at MARBLEHEAD CAPITAL, LLC located in Beverly, Massachusetts.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Neil has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neil R Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Ryan Collins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2012 - Present

MARBLEHEAD CAPITAL, LLC

Office #1: 100 Cummings Center Suite 314g, Beverly, MA 01915

RIA

CRD#: 155273

Beverly, MA

Past

November 7, 2005 - September 9, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

TOPSFIELD, MA

Past

November 7, 2005 - September 9, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

TOPSFIELD, MA

Past

January 6, 2000 - October 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOSTON, MA

Past

October 1, 1999 - October 18, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 12, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

June 30, 1994 - February 19, 1999

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

December 2, 1991 - June 28, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/29/1991

General Securities Representative Examination

Current Firm

MARBLEHEAD CAPITAL, LLC

CRD#: 155273 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/6/2010 Approved)

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Contact information

Main Address

100 Cummings Center Suite 314g, Beverly, MA 01915

Mailing Address

Phone number

(978) 969-2468

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 12,550,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil R. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Ryan Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARBLEHEAD CAPITAL, LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

GUARANTY BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1997

Series 63

Date: 12/10/1991

Series 7

Date: 11/29/1991

Current Firm

MARBLEHEAD CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARBLEHEAD CAPITAL, LLC

TRUST BUT VERIFY

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