Barry V. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Victor Bernstein, who also goes by Barry Bernstein, Bb Bernstein, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1988. Barry had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1993 - May 7, 1993
FIRST ASSET MANAGEMENT, INC.
December 23, 1991 - February 11, 1993
J. GREGORY & COMPANY, INC.
September 19, 1991 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
December 5, 1990 - August 9, 1991
PRINCETON FINANCIAL GROUP, INC.
August 27, 1990 - September 5, 1990
GRUNTAL & CO., L.L.C.
January 11, 1990 - July 12, 1990
SOUTH RICHMOND SECURITIES, INC.
November 1, 1989 - January 2, 1990
PRINCETON FINANCIAL GROUP, INC.
April 20, 1989 - November 8, 1989
BRENNAN ROSS SECURITIES, INC.
October 21, 1988 - November 14, 1988
INVESTORS CENTER, INC.
July 19, 1988 - November 2, 1988
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
