Steven J. Sarigianis

BENGUR BRYAN & CO.

Baltimore, MD 21202

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CRD#: 1526658

Professional summary

Steven John Sarigianis, who also goes by Steven Sarigianis, Steven John Sarigians, Stephen John Sargianis, Stephel Sarigianis, is a registered financial advisor currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1986. Steven has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven Sarigianis | Steven John Sarigians | Stephen John Sargianis | Stephel Sarigianis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2017 - Present

BENGUR BRYAN & CO., INC.

Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202

CRD#: 36290

Baltimore, MD

Past

April 23, 2014 - April 10, 2017

TRESTLE POINT, LLC

CRD#: 138494

BIRMINGHAM, MI

Past

April 4, 2011 - December 31, 2014

INSPIRED CAPITAL MANAGEMENT INC.

RIA

CRD#: 138291

TIMONIUM, MD

Past

August 8, 2002 - March 31, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HUNT VALLEY, MD

Past

August 8, 2002 - March 31, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HUNT VALLEY, MD

Past

January 13, 2001 - August 7, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 18, 2000 - August 7, 2002

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

TOWSON, MD

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

December 11, 1990 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

July 30, 1986 - November 30, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(5/25/2017)

Exams

State Security Law Exam

Series 63

Date: 7/12/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/19/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 4/23/2014

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 31

Date: 2/16/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: , 8-47072

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Mailing Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Phone number

(443) 573-3030

Established

Maryland since 06/02/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRYAN, CHARLES ALAN	CHIEF COMPLIANCE OFFICER	1587605

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Sarigianis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven John Sarigianis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRESTLE POINT, LLC

INSPIRED CAPITAL MANAGEMENT INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/2014

Series 65

Date: 6/19/1997

SIE

Date: 10/1/2018

Series 82

Date: 4/23/2014

Series 31

Date: 2/16/2005

Series 7

Date: 7/19/1986

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BENGUR BRYAN & CO., INC.

TRUST BUT VERIFY

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