Randle L. Clontz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randle Leon Clontz, who also goes by Randy Clontz, was a registered financial professional .
Randle is a previously registered financial professional and started their career in finance in 1986. Randle had worked at 4 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2015 - August 23, 2021
ESTRADA HINOJOSA & COMPANY, INC.
November 18, 1997 - October 13, 2015
HILLTOP SECURITIES INC.
June 4, 1990 - November 19, 1997
RAUSCHER PIERCE REFSNES, INC.
July 30, 1986 - September 29, 1987
MPACT BROKERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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