Jay H. Meadows
Professional summary
Jay Houston Meadows was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Jay had worked at 2 firms, which includes FIRST DALLAS SECURITIES INCORPORATED, RAUSCHER PIERCE REFSNES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1994 - November 26, 1997
FIRST DALLAS SECURITIES INCORPORATED
August 21, 1986 - November 14, 1994
RAUSCHER PIERCE REFSNES, INC.
Primary Firm SEC Registration
FIRST DALLAS SECURITIES INCORPORATED
CRD#: 24549 / SEC#: 801-66208, 8-41231
State Registrations and Notice Filings
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Exams
Current Firm
FIRST DALLAS SECURITIES INCORPORATED
CRD#: 24549 / SEC#: 801-66208, 8-41231
Contact information
SEC notice filing (11 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 335,711,026 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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