Ann C. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Christine Snyder, who also goes by Ann Christine Reiter, was a registered financial advisor .
Ann is a previously registered financial advisor and started their career in finance in 1986. Ann had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2004 - November 9, 2006
A. G. EDWARDS & SONS, INC.
January 9, 2004 - November 9, 2006
A. G. EDWARDS & SONS, INC.
July 1, 2003 - December 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 21, 2003 - April 10, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1990 - April 9, 1990
KIDDER, PEABODY & CO. INCORPORATED
August 4, 1989 - February 6, 1990
FINANCIAL SQUARE PARTNERS
August 29, 1988 - September 27, 1988
IDS LIFE INSURANCE COMPANY
August 29, 1988 - September 27, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 1987 - January 26, 1988
LEHMAN BROTHERS INC.
September 26, 1986 - July 9, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A. G. EDWARDS & SONS, INC.
CRD#: 4 / SEC#: , 8-13580
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.G. EDWARDS, INC. | HOLDING COMPANY | |
| ATKIN, MARY MARGARET | DIRECTOR, EXECUTIVE VICE PRESIDENT | 863962 |
| BAGBY, ROBERT LEE | CHAIRMAN OF BOARD OF DIRECTORS | 9985 |
| BIEBEL, PETER ALAN | SENIOR REGISTERED OPTIONS PRINCIPAL | 722143 |
| GRUMKE, CLAY LEONARD | CHIEF LEGAL COUNSEL, VICE PRESIDENT | 2199350 |
| HOPKINS, DAVID RICHARD | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER | 4802877 |
| KELLY, DOUGLAS LAIRD | CORPORATE SECRETARY, DIRECTOR, EXECUTIVE VP; CHIEF OPERATING OF | 2428802 |
| LUDEMAN, DANIEL JAMES | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 874126 |
| MAHAT, MARC ALAN | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 1967091 |
| UNDERWOOD, BRIAN CLINTON | DIRECTOR, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | 1229168 |
Disclosures
| Regulatory Event | 77 |
| Arbitration | 265 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
