Meredith K. Bromfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith Kersten Bromfield, who also goes by Meredith Kersten Jourdan, Mary Majewska, was a registered financial advisor .
Meredith is a previously registered financial advisor and started their career in finance in 1986. Meredith had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2010 - December 6, 2013
HINSDALE ASSOCIATES
April 13, 2006 - April 16, 2007
MADISON AVENUE SECURITIES, LLC
August 18, 1986 - September 20, 2005
PFS INVESTMENTS INC.
Primary Firm SEC Registration
HINSDALE ASSOCIATES
CRD#: 108293 / SEC#: 801-18789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HINSDALE ASSOCIATES
CRD#: 108293 / SEC#: 801-18789
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 147 |
| AUM (Assets Under Management) | $ 109,728,381 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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