Leslie A. Strebel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Ann Strebel, who also goes by Leslie Kaminsky, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1986. Leslie had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2011 - December 3, 2018
APW CAPITAL, INC.
October 5, 2009 - June 23, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
January 23, 1997 - October 6, 2009
FSC SECURITIES CORPORATION
October 4, 1988 - February 3, 1997
MML INVESTORS SERVICES, LLC
August 21, 1986 - September 1, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 12, 1986 - August 9, 1988
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
