Paul W. Gatehouse

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CRD#: 1525764

Professional summary

Paul William Gatehouse was a registered financial advisor .

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Paul had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Gatehouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 11, 2011 - December 31, 2025

INDEPENDENCE FINANCIAL ADVISORS, LLC

RIA

CRD#: 156305

FRANKLIN, NH

Past

January 30, 2003 - April 7, 2011

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

FRANKLIN, NH

Past

January 30, 2003 - December 31, 2014

OSAIC INSTITUTIONS, INC.

CRD#: 35371

FRANKLIN, NH

Past

January 29, 2003 - February 27, 2003

QUICK & REILLY, INC.

RIA

CRD#: 11217

BIDDEFORD, ME

Past

September 25, 2000 - February 27, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

February 24, 1997 - September 25, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

January 2, 1996 - February 26, 1997

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

September 27, 1994 - December 31, 1995

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

July 18, 1986 - September 21, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENCE FINANCIAL ADVISORS, LLC

GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC

CRD#: 156305 / SEC#: 801-81025

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

Florida

Registered Investment Advisory firm - (4/2/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/2/2015 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/9/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/19/2011)

IAR

New Hampshire
(4/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/13/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INDEPENDENCE FINANCIAL ADVISORS, LLC

GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC

CRD#: 156305 / SEC#: 801-81025

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

Florida

Registered Investment Advisory firm - (4/2/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/2/2015 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/9/2015 Terminated)

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Contact information

Main Address

402 Central Street, Franklin, NH 03235

Mailing Address

Phone number

(603) 934-4445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFA FORM ADV PART 2 DATED 01-31-24 (12/19/2025)

Regulatory assets under management

Total Number of Accounts	3,065
AUM (Assets Under Management)	$ 463,792,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Paul W. Gatehouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Gatehouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENCE FINANCIAL ADVISORS, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

FIS SECURITIES, INC.

CONSECO SECURITIES, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

INDEPENDENCE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1998

Series 63

Date: 7/29/1986

SIE

Date: 12/31/2014

Series 7

Date: 10/25/1997

Series 6

Date: 7/17/1986

Series 24

Date: 11/13/2007

Series 26

Date: 12/13/1995

Current Firm

INDEPENDENCE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENCE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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