PG
Paul W. Gatehouse
INDEPENDENCE FINANCIAL ADVISORS
Franklin, NH 03235
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CRD#: 1525764
PG
Professional summary
Paul William Gatehouse is a registered financial advisor currently at INDEPENDENCE FINANCIAL ADVISORS, LLC located in Franklin, New Hampshire.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYED BY INFINEX INVESTMENTS, INC. AS A REGISTERED REPRESENTATIVE AND INVESTMENT ADISOR REPRESENTATIVE. LOCATED IN THE BRANCH OFFICE AT 387 CENTRAL STREET, FRANKLIN, NEW HAMPSHIRE 03235. DEVOTE APPROXIMATELY 50% OF TIME INFINEX MATTERS. DUTIES ARE LIMITED TO BROKERAGE AND INVESTMENT ADVISORY ACTIVITIES.
GORDON NASH LIBRARY-69 MAIN ST - NEW HAMPTON, NH 03256 - NON-PROFIT TOWN LIBRARY-NOT INVESTMENT RELATED - CORPORATOR-2008-10 HRS MONTHLY-3 HRS DURING MARKET HOURS -SECRETARY FOR EXECUTIVE COMMITTEE.
BOLDUC PARK - 282 GILFORD AVE-LACONIA NH 03246 -NON-PROFIT GOLF & SKI FACILITY-NOT INVESTMENT RELATED - DIRECTOR - 2009 - 10 HOURS MONTHLY-3 HRS DURING MARKET HOURS-MEMBER OF EXECUTIVE COMMITTEE
INDEPENDENT FINANCIAL ADVISORS, LLC 387 CENTRAL ST - FRANKLIN, NH 03235-INVESTMENT MANAGEMENT-INVESTMENT RELATED-VICE PRESIDENT-4/5/2011-100 HRS MONTHLY - DURING MARKET HOURS-MANAGE FUNDS, MAKE RECOMMENDATIONS
CRS (Client Relationship Summary) - RIA
Click below to view Paul William Gatehouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2011 - Present
INDEPENDENCE FINANCIAL ADVISORS, LLC
Office #1: 402 Central Street, Franklin, NH 03235RIA
CRD#: 156305
Franklin, NH
Past
January 30, 2003 - April 7, 2011
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
FRANKLIN, NH
Past
January 30, 2003 - December 31, 2014
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
FRANKLIN, NH
Past
January 29, 2003 - February 27, 2003
QUICK & REILLY, INC.
RIA
CRD#: 11217
BIDDEFORD, ME
Past
September 25, 2000 - February 27, 2003
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
February 24, 1997 - September 25, 2000
FIS SECURITIES, INC.
BD
CRD#: 30533
BOSTON, MA
Past
January 2, 1996 - February 26, 1997
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
September 27, 1994 - December 31, 1995
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
PORTLAND, ME
Past
July 18, 1986 - September 21, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305 / SEC#: 801-81025
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/28/2011)
IAR
Massachusetts(4/19/2011)
IAR
New Hampshire(4/11/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305 / SEC#: 801-81025
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
402 Central Street, Franklin, NH 03235
Mailing Address
Phone number
(603) 934-4445
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,732 |
| AUM (Assets Under Management) | $ 432,940,469 |
Red Flags
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Company Information
INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305Franklin, NH 03235TRUST BUT VERIFY
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Contact information
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