Craig F. Grenci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Francis Grenci, who also goes by Craig Grenci, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1991. Craig had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2020 - January 10, 2022
PNC WEALTH MANAGEMENT LLC
March 18, 2020 - January 10, 2022
PNC WEALTH MANAGEMENT LLC
November 12, 2019 - March 5, 2020
CITIZENS SECURITIES, INC.
November 12, 2019 - March 5, 2020
CITIZENS SECURITIES, INC.
October 4, 2017 - August 8, 2019
LPL FINANCIAL LLC
October 4, 2017 - August 8, 2019
LPL FINANCIAL LLC
December 10, 2013 - October 4, 2017
CETERA INVESTMENT SERVICES LLC
December 2, 2011 - December 31, 2018
NORTHWEST ADVISORS, INC.
December 2, 2011 - December 10, 2013
OBS BROKERAGE SERVICES, INC.
October 11, 2011 - November 7, 2011
LPL FINANCIAL LLC
October 11, 2011 - November 7, 2011
LPL FINANCIAL LLC
April 8, 2009 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 8, 2009 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
December 18, 2006 - February 27, 2009
FIFTH THIRD SECURITIES, INC.
January 17, 2006 - February 27, 2009
FIFTH THIRD SECURITIES, INC.
April 3, 1998 - August 4, 2005
PNC CAPITAL MARKETS LLC
October 21, 1993 - March 12, 1998
BANC OF AMERICA SECURITIES LLC
January 12, 1993 - December 14, 1993
HUNTINGTON CAPITAL CORP.
August 30, 1991 - January 15, 1993
THE HUNTINGTON INVESTMENT COMPANY
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
