Miro Kamenik
Professional summary
Miro Kamenik was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Miro is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Miro had worked at 5 firms, which includes LADENBURG THALMANN & CO. INC., DONALD & CO. SECURITIES INC., COMMONWEALTH ASSOCIATES, BERKELEY SECURITIES CORPORATION, EQUITABLE SECURITIES OF NEW YORKINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1990 - February 20, 1991
LADENBURG THALMANN & CO. INC.
March 15, 1990 - October 29, 1990
DONALD & CO. SECURITIES INC.
December 19, 1989 - February 17, 1990
COMMONWEALTH ASSOCIATES
March 15, 1989 - January 11, 1990
BERKELEY SECURITIES CORPORATION
October 31, 1986 - December 20, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LADENBURG THALMANN & CO. INC.
CRD#: 505 / SEC#: , 8-17230
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
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