Jeffrey M. Hugo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Hugo, AIF®, who also goes by Jeff Hugo, Jeffrey M Hugo, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - January 9, 2023
CBIZ INVESTMENT ADVISORY SERVICES, LLC
June 12, 2006 - April 1, 2019
INR ADVISORY SERVICES, LLC
March 3, 2006 - February 8, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 7, 2004 - January 23, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 25, 1987 - September 22, 2004
1717 CAPITAL MANAGEMENT COMPANY
March 6, 1987 - September 22, 1987
TRANSAMERICA SECURITIES SALES CORPORATION
August 21, 1986 - September 14, 1987
TRANSAMERICA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,850 |
| AUM (Assets Under Management) | $ 12,762,169,497 |
Red Flags
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