Deborah A. Saas

CENTER FOR WEALTH MANAGEMENT ADVISORY

Cincinnati, OH

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CRD#: 1525398

Professional summary

Deborah Anne Saas is a registered financial advisor currently at CENTER FOR WEALTH MANAGEMENT ADVISORY located in Cincinnati, Ohio.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Deborah has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Anne Saas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2017 - Present

CENTER FOR WEALTH MANAGEMENT ADVISORY

RIA

CRD#: 171221

Cincinnati, OH

Past

February 5, 2001 - January 31, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

January 3, 1992 - November 6, 2020

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

July 23, 1986 - January 8, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTER FOR WEALTH MANAGEMENT ADVISORY

CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY

CRD#: 171221 / SEC#: 801-112042

RIA

Registered Investment Advisory firm - (11/16/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (12/31/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/31/2017 Terminated)

Ohio

Registered Investment Advisory firm - (1/2/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/1992

General Securities Principal Examination

Current Firm

CENTER FOR WEALTH MANAGEMENT ADVISORY

CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY

CRD#: 171221 / SEC#: 801-112042

RIA

Registered Investment Advisory firm - (11/16/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (12/31/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/31/2017 Terminated)

Ohio

Registered Investment Advisory firm - (1/2/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2017 Terminated)

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Contact information

Main Address

Milford, OH

Mailing Address

Po Box 778, Amelia, OH 45102

Phone number

(513) 407-5430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP BROCHURE (3/20/2025)

CENTER FOR WEALTH MANAGEMENT FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	887
AUM (Assets Under Management)	$ 187,298,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah A. Saas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Anne Saas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTER FOR WEALTH MANAGEMENT ADVISORY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CENTER FOR WEALTH MANAGEMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/1986

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1986

Series 24

Date: 4/3/1992

Current Firm

CENTER FOR WEALTH MANAGEMENT ADVISORY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTER FOR WEALTH MANAGEMENT ADVISORY

TRUST BUT VERIFY

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