Jeffrey T. Growney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Growney was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - June 1, 2017
INTL FCSTONE CREDIT TRADING LLC
July 12, 2010 - November 1, 2011
BTIG, LLC
November 26, 2007 - July 8, 2010
IMPERIAL CAPITAL, LLC
June 28, 2004 - November 16, 2007
WELLS FARGO SECURITIES, LLC
February 24, 2004 - June 28, 2004
KNIGHT LIBERTAS LLC
September 28, 1998 - March 7, 2002
ABN AMRO INCORPORATED
September 9, 1993 - September 3, 1998
CITICORP SECURITIES, INC.
August 11, 1988 - July 26, 1993
UBS SECURITIES LLC
July 25, 1987 - December 6, 1988
LEHMAN GOVERNMENT SECURITIES INC.
July 17, 1986 - August 4, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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