Frank W. Scroggins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank William Scroggins JR, who also goes by Frank Williams Scroggins Jr, Frank William Scroggons, Frank Scroggons, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1988. Frank had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2015 - November 29, 2018
REVERE SECURITIES LLC
September 2, 2010 - October 3, 2013
NEWBRIDGE SECURITIES CORPORATION
July 17, 2008 - September 21, 2010
SPEEDTRADER, INC
June 26, 2002 - September 14, 2006
REYNOLDS SECURITIES, LLC
October 8, 1994 - July 29, 1996
CHAPDELAINE CORPORATE SECURITIES & CO
February 25, 1993 - April 21, 1994
TUCKER ANTHONY INCORPORATED
November 12, 1991 - February 12, 1993
RAYMOND JAMES & ASSOCIATES, INC.
October 31, 1988 - October 10, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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