Cheryl L. Kirsten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Kirsten, CFP®, who also goes by Cheryl Lynn Kirsten, Cheryl Kirsten, Cheryl Lynn Thresher, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1986. Cheryl had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2021 - July 10, 2025
VANGUARD ADVISERS, INC.
March 19, 2021 - July 10, 2025
VANGUARD MARKETING CORPORATION
January 26, 2021 - February 3, 2021
ERNST & YOUNG INVESTMENT ADVISERS LLP
June 21, 2017 - July 1, 2020
TRUIST ADVISORY SERVICES, INC.
April 17, 2017 - July 1, 2020
TRUIST INVESTMENT SERVICES, INC.
January 29, 2014 - April 20, 2017
TD PRIVATE CLIENT WEALTH LLC
January 28, 2014 - April 19, 2017
TD PRIVATE CLIENT WEALTH LLC
June 19, 2002 - March 19, 2010
UBS FINANCIAL SERVICES INC.
January 12, 1995 - March 19, 2010
UBS FINANCIAL SERVICES INC.
October 22, 1994 - January 25, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1989 - June 3, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1986 - February 1, 1989
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
