Haeger Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Haeger Long, who also goes by Haeger Nmn Long, Leslie Haeger Long, was a registered financial professional .
Haeger is a previously registered financial professional and started their career in finance in 1986. Haeger had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - June 16, 2017
SENSUS WEALTH MANAGEMENT GROUP LLC
November 18, 2015 - June 6, 2016
ASTOR INVESTMENT MANAGEMENT LLC
November 10, 2015 - June 2, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 24, 2013 - March 4, 2015
EDWARD JONES
August 12, 2013 - March 4, 2015
EDWARD JONES
April 12, 2012 - February 4, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
March 27, 2012 - February 4, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 20, 2011 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 2011 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2003 - January 9, 2008
NUVEEN FUND ADVISORS, LLC
February 5, 2003 - January 8, 2008
NUVEEN SECURITIES, LLC
January 23, 2001 - January 28, 2003
OLD MUTUAL INVESTMENT PARTNERS
March 15, 2000 - December 31, 2000
UAM FUND DISTRIBUTORS, INC.
July 30, 1998 - February 8, 2000
NUVEEN SECURITIES, LLC
July 10, 1997 - June 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1996 - July 1, 1997
LORD ABBETT DISTRIBUTOR LLC
July 18, 1994 - December 2, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 3, 1988 - June 17, 1994
METLIFE INVESTORS SALES COMPANY
September 19, 1986 - January 19, 1988
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENSUS WEALTH MANAGEMENT GROUP LLC
CRD#: 153357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 30,405,686 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
