David R. Weber

UNIPLAN FINANCIAL INVESTMENTS

Dallas, TX 75254

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CRD#: 1524631

Professional summary

David Ralph Weber is a registered financial advisor currently at UNIPLAN FINANCIAL INVESTMENTS INC. located in Dallas, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNIPLAN FINANCIAL SERVICES, INC.; SAME AS BRANCH; INV REL; SALES & SERVICE OF LIFE, HEALTH, DISABILITY, LTC, FIXED AND INDEXED ANNUITIES, GROUP LIFE HEALTH AND DISABILITY; OWNER/PRESIDENT; START DATE=09/1986; HRS/MO=170; TRADING HRS/MO=100; SALES * DALLAS ASSOCIATION OF HEALTH UNDERWRITERS; PO BOX 801345; NON-INV REL; ASSOCIATION OF AGENTS AND BROKERS IN THE HEALTH INSURANCE BUSINESS; TREASURER; 01/2013; HRS/MO=10; TRADING HRS/MO=0; ACCOUNTING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ralph Weber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2013 - Present

UNIPLAN FINANCIAL INVESTMENTS INC.

Office #1: 14901 Quorum Drive Suite 465, Dallas, TX 75254

RIA

CRD#: 166667

Dallas, TX

Past

January 29, 2015 - December 31, 2015

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Dallas, TX

Past

December 26, 2014 - December 31, 2015

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Dallas, TX

Past

October 17, 2011 - December 31, 2012

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

DALLAS, TX

Past

September 27, 2011 - December 31, 2012

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

DALLAS, TX

Past

July 26, 2010 - December 31, 2010

UNIPLAN FINANCIAL INVESTMENTS INC.

RIA

CRD#: 152723

DALLAS, TX

Past

February 25, 2008 - December 31, 2009

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

DALLAS, TX

Past

February 25, 2008 - December 31, 2009

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

DALLAS, TX

Past

January 10, 2007 - December 5, 2007

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

GRAND RAPIDS, MI

Past

September 6, 2006 - December 3, 2007

USA ADVANCED PLANNERS INC.

CRD#: 131282

DALLAS, TX

Past

September 2, 2004 - August 25, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

DALLAS, TX

Past

October 15, 2003 - August 10, 2004

HIGH MARK SECURITIES, INC.

CRD#: 42467

LAKELAND, FL

Past

January 24, 1991 - October 2, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 18, 1989 - January 9, 1991

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 4, 1989 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

July 20, 1987 - December 14, 1988

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 14, 1986 - July 27, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 1137

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

UNIPLAN FINANCIAL INVESTMENTS INC.

CRD#: 166667 / SEC#:

Texas

Registered Investment Advisory firm - (1/25/2013 Approved)

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Contact information

Main Address

14901 Quorum Drive Suite 465, Dallas, TX 75254

Mailing Address

Phone number

(972) 991-8814

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David R. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ralph Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

UNIPLAN FINANCIAL INVESTMENTS INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

USA WEALTH MANAGEMENT LLC

USA ADVANCED PLANNERS INC.

USALLIANZ SECURITIES, INC.

HIGH MARK SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2007

Series 63

Date: 7/7/1986

SIE

Date: 12/31/2015

Series 7

Date: 10/15/1988

Series 6

Date: 10/13/1986

Current Firm

UNIPLAN FINANCIAL INVESTMENTS INC.

Contact information

Documents

Red Flags

Company Information

UNIPLAN FINANCIAL INVESTMENTS INC.

TRUST BUT VERIFY

Contact information

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