Rufus R. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rufus Randolph Robinson III, who also goes by Robbie Robinson, Rufus Randolph Robinson, was a registered financial professional .
Rufus is a previously registered financial professional and started their career in finance in 1986. Rufus had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2007 - July 23, 2025
SUN'S BROTHERS SECURITIES INC.
April 21, 1993 - May 22, 2007
STEVEN D. CHANG GROUP, INC.
June 28, 1990 - April 28, 1993
LOMBARD INSTITUTIONAL BROKERAGE INC.
May 23, 1989 - May 9, 1990
CETERA WEALTH SERVICES, LLC
September 10, 1986 - May 23, 1989
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUN'S BROTHERS SECURITIES INC.
CRD#: 123531 / SEC#: , 8-65595
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
