Debra J. Wloch

QUASAR DISTRIBUTORS

Chicago, IL 60603

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CRD#: 1524567

Professional summary

Debra Jo Wloch, who also goes by Debbie Jo Wloch, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Chicago, Illinois.

Debra is registered as a RR (Registered Representative) and started their career in finance in 1987. Debra has worked at 14 firms and has passed the Series 63, SIE, Series 6, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Debbie Jo Wloch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra Jo Wloch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2019 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 S La Salle St, Chicago, IL 60603

CRD#: 103848

Chicago, IL

Past

December 21, 2017 - October 10, 2019

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

CHICAGO, IL

Past

October 1, 2008 - June 19, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Past

January 12, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

CHICAGO, IL

Past

May 27, 1999 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 19, 1999 - July 22, 1999

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

May 2, 1996 - August 25, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 2, 1996 - August 25, 1998

MERRILL LYNCH GOVERNMENT SECURITIES INC.

CRD#: 19693

NEW YORK, NY

Past

August 17, 1989 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

August 17, 1989 - August 3, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

August 17, 1989 - August 3, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 23, 1988 - February 2, 1989

NATWEST CAPITAL MARKETS SECURITIES INC.

CRD#: 19718

Past

July 14, 1988 - February 2, 1989

WESTMINSTER RESEARCH ASSOCIATES LLC

CRD#: 14508

Past

March 3, 1987 - June 15, 1988

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/7/2019)

Alaska
(11/7/2019)

Arizona
(11/7/2019)

Arkansas
(11/7/2019)

California
(11/7/2019)

Colorado
(11/7/2019)

Connecticut
(11/7/2019)

Delaware
(11/7/2019)

District of Columbia
(11/7/2019)

Florida
(11/7/2019)

Georgia
(11/7/2019)

Hawaii
(11/7/2019)

Idaho
(11/7/2019)

Illinois
(11/7/2019)

Indiana
(11/7/2019)

Iowa
(11/7/2019)

Kansas
(11/7/2019)

Kentucky
(11/7/2019)

Louisiana
(11/7/2019)

Maine
(11/7/2019)

Maryland
(11/7/2019)

Massachusetts
(11/7/2019)

Michigan
(11/7/2019)

Minnesota
(11/7/2019)

Mississippi
(11/7/2019)

Missouri
(11/7/2019)

Montana
(11/7/2019)

Nebraska
(11/7/2019)

Nevada
(11/7/2019)

New Hampshire
(11/7/2019)

New Jersey
(11/7/2019)

New Mexico
(11/7/2019)

New York
(11/7/2019)

North Carolina
(11/7/2019)

North Dakota
(11/7/2019)

Ohio
(11/7/2019)

Oklahoma
(11/7/2019)

Oregon
(11/7/2019)

Pennsylvania
(11/7/2019)

Puerto Rico
(11/7/2019)

Rhode Island
(11/7/2019)

South Carolina
(11/7/2019)

South Dakota
(11/7/2019)

Tennessee
(11/7/2019)

Texas
(11/7/2019)

Utah
(11/7/2019)

Vermont
(11/7/2019)

Virgin Islands
(11/7/2019)

Virginia
(11/7/2019)

Washington
(11/7/2019)

West Virginia
(11/7/2019)

Wisconsin
(11/7/2019)

Wyoming
(11/7/2019)

Exams

State Security Law Exam

Series 63

Date: 2/16/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/21/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 1/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Debra J. Wloch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra Jo Wloch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFM FUND DISTRIBUTORS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

JPMSI

COWEN AND COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH GOVERNMENT SECURITIES INC.

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

NATWEST CAPITAL MARKETS SECURITIES INC.

WESTMINSTER RESEARCH ASSOCIATES LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2018

SIE

Date: 10/1/2018

Series 6

Date: 12/21/2017

Series 3

Date: 1/23/1990

Series 7

Date: 2/21/1987

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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