CT
Charles W. Tate
CRG
Houston, TX 77002-6340
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CRD#: 1524453
CT
Professional summary
Charles William Tate is a registered financial advisor currently at CRG located in Houston, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Charles has worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Tate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2015 - Present
CRG
Office #1: 1000 Main Street, Suite 2500, Houston, TX 77002-6340RIA
CRD#: 132967
Houston, TX
Past
June 2, 1993 - August 22, 1997
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Past
March 31, 1987 - June 14, 1991
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
CRG
CAPITAL ROYALTY GP L.P. | PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II GP L.P. | CRG PARTNERS V DELAWARE GP LP | CRG PARTNERS V CAYMAN GP LP | CRG PARTNERS IV GP L.P. | CRG PARTNERS IV (CAYMAN) GP L.P. | CRG PARTNERS III GP L.P. | CRG PARTNERS III - PARALLEL FUND "A" GP L.P. | CRG PARTNERS III (CAYMAN) GP L.P. | CRG | CR GROUP L.P. | CR GROUP | CAPRX MANAGEMENT L.P. | CAPITAL ROYALTY PARTNERS II GP L.P. | CAPITAL ROYALTY PARTNERS II - PARALLEL FUND "A" GP L.P. | CAPITAL ROYALTY PARTNERS II (CAYMAN) GP L.P. | CAPITAL ROYALTY L.P. | CAPITAL ROYALTY L.L.C.
CRD#: 132967 / SEC#: 801-63545
RIA
Registered Investment Advisory firm - (10/1/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/8/2015)
Exams
General Industry/Product Exam
Current Firm
CR
CRG
CAPITAL ROYALTY GP L.P. | PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II GP L.P. | CRG PARTNERS V DELAWARE GP LP | CRG PARTNERS V CAYMAN GP LP | CRG PARTNERS IV GP L.P. | CRG PARTNERS IV (CAYMAN) GP L.P. | CRG PARTNERS III GP L.P. | CRG PARTNERS III - PARALLEL FUND "A" GP L.P. | CRG PARTNERS III (CAYMAN) GP L.P. | CRG | CR GROUP L.P. | CR GROUP | CAPRX MANAGEMENT L.P. | CAPITAL ROYALTY PARTNERS II GP L.P. | CAPITAL ROYALTY PARTNERS II - PARALLEL FUND "A" GP L.P. | CAPITAL ROYALTY PARTNERS II (CAYMAN) GP L.P. | CAPITAL ROYALTY L.P. | CAPITAL ROYALTY L.L.C.
CRD#: 132967 / SEC#: 801-63545
RIA
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Contact information
Main Address
1000 Main Street, Suite 2500, Houston, TX 77002-6340
Mailing Address
Phone number
(713) 209-7350
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 2,893,501,035 |
Red Flags
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Company Information
CRG
CRD#: 132967Houston, TX 77002-6340TRUST BUT VERIFY
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