Charles William Tate
Professional Summary
Charles William Tate is a registered financial advisor currently at CRG located in Houston, Texas. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Charles has worked at 3 firms and has passed the Series 7 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL ROYALTY GP L.P. | PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II GP L.P. | CRG PARTNERS V DELAWARE GP LP | CRG PARTNERS V CAYMAN GP LP | CRG PARTNERS IV GP L.P. | CRG PARTNERS IV (CAYMAN) GP L.P. | CRG PARTNERS III GP L.P. | CRG PARTNERS III - PARALLEL FUND "A" GP L.P. | CRG PARTNERS III (CAYMAN) GP L.P. | CRG | CR GROUP L.P. | CR GROUP | CAPRX MANAGEMENT L.P. | CAPITAL ROYALTY PARTNERS II GP L.P. | CAPITAL ROYALTY PARTNERS II - PARALLEL FUND "A" GP L.P. | CAPITAL ROYALTY PARTNERS II (CAYMAN) GP L.P. | CAPITAL ROYALTY L.P. | CAPITAL ROYALTY L.L.C.
Contact Information
Main Address
1000 Main Street, Suite 2500, Houston, TX 77002-6340Phone Number
(713) 209-7350# of Employees
21SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$2,207,554,370Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CAPITAL ROYALTY GP L.P. | PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II GP L.P. | CRG PARTNERS V DELAWARE GP LP | CRG PARTNERS V CAYMAN GP LP | CRG PARTNERS IV GP L.P. | CRG PARTNERS IV (CAYMAN) GP L.P. | CRG PARTNERS III GP L.P. | CRG PARTNERS III - PARALLEL FUND "A" GP L.P. | CRG PARTNERS III (CAYMAN) GP L.P. | CRG | CR GROUP L.P. | CR GROUP | CAPRX MANAGEMENT L.P. | CAPITAL ROYALTY PARTNERS II GP L.P. | CAPITAL ROYALTY PARTNERS II - PARALLEL FUND "A" GP L.P. | CAPITAL ROYALTY PARTNERS II (CAYMAN) GP L.P. | CAPITAL ROYALTY L.P. | CAPITAL ROYALTY L.L.C.
State Registrations and Notice Filings
(6/8/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Charles William Tate's CRS (Customer Relationship Summary).
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