Anthony Piazza
Professional summary
Anthony Piazza is a registered financial advisor currently at GUGGENHEIM INVESTMENTS located in Freehold, New Jersey and GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Piazza's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2014 - Present
GUGGENHEIM INVESTMENTS
July 27, 2007 - Present
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Office #1: 227 West Monroe Street 7th Floor, Chicago, IL 60606July 23, 2007 - November 4, 2008
GUGGENHEIM INVESTMENTS
October 28, 2004 - October 24, 2005
AMUNDI ASSET MANAGEMENT US, INC.
October 11, 2004 - October 24, 2005
AMUNDI DISTRIBUTOR US, INC.
April 25, 2002 - October 14, 2004
TOWER SQUARE SECURITIES, INC.
May 9, 2001 - July 26, 2001
FIRST MONTAUK SECURITIES CORP.
November 12, 1999 - March 12, 2001
ZACHARY JACKSON SECURITIES, LP
December 1, 1998 - February 8, 1999
ZACHARY JACKSON SECURITIES, LP
November 12, 1997 - September 16, 1998
INVESCO CAPITAL MARKETS, INC.
November 17, 1995 - April 10, 1997
REICH & TANG DISTRIBUTORS, INC.
April 15, 1993 - October 27, 1995
J.P. MORGAN SECURITIES LLC
June 30, 1989 - March 19, 1993
GLICKENHAUS & CO.
Primary Firm SEC Registration
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 7,395,263,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
