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Scott A. Sibley

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CRD#: 1523981
SS

Professional summary

Scott Allen Sibley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Scott had worked at 5 firms, which includes MOORS & CABOT INC., RAYMOND JAMES & ASSOCIATES INC., JANNEY MONTGOMERY SCOTT LLC, CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 2015 - February 27, 2017

MOORS & CABOT, INC.

BD
CRD#: 594
BOCA RATON, FL
Past

November 26, 2007 - March 10, 2015

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
FT. LAUDERDALE, FL
Past

November 3, 2000 - December 12, 2007

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
FT. LAUDERDALE, FL
Past

January 28, 1998 - October 19, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 2, 1994 - January 14, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/1994
General Securities Representative Examination

Current Firm

MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/29/2025)

Direct owners and executive officers

NamePositionCRD#
EIGHTEEN NINETY PARTNERS, LLCSHAREHOLDER
BRAUN, MICHAEL CHARLESEVP/COO/DIRECTOR2005370
CUETARA, JOSEPH PHILIPSVP FIXED INCOME/MUNICIPAL PRINCIPAL58308
GARRETT, MARK DAVIDDIRECTOR/CO-CHAIRMAN/TRUSTEE5563014
HILDRETH, MICHAEL CHRISTOPHEREVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR2386839
JOYCE, DANIEL MICHAELDIRECTOR1060819
KELLIHER, KATHERINE ROSESVP & CHIEF COMPLIANCE OFFICER4146307

Regulatory assets under management

Total Number of Accounts5,074
AUM (Assets Under Management)$ 3,437,764,388

Disclosures

Regulatory Event30
Arbitration4
Bond2

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
01/23/2025
Cover Page
Report
12/04/2023
Cover Page
Report
01/12/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOORS & CABOT, INC.

MOORS & CABOT, INC.

CRD#: 594

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