Alan L. Alexander
Professional summary
Alan Lavell Alexander was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Alan had worked at 8 firms, which includes YOUNG STOVALL AND COMPANY, PRUDENTIAL EQUITY GROUP LLC, STUART COLEMAN & CO. INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, THE STUART-JAMES COMPANY INCORPORATED, U.S. ADVISORS INC., GRAYSTONE NASH INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1994 - November 11, 1996
YOUNG, STOVALL AND COMPANY
July 17, 1991 - January 17, 1994
PRUDENTIAL EQUITY GROUP, LLC
October 4, 1990 - July 15, 1991
STUART, COLEMAN & CO., INC.
March 20, 1990 - October 8, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 24, 1989 - March 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
March 1, 1989 - May 24, 1989
U.S. ADVISORS, INC.
December 16, 1987 - January 11, 1989
GRAYSTONE NASH, INC.
July 23, 1986 - November 4, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
YOUNG, STOVALL AND COMPANY
CRD#: 8121 / SEC#: , 8-24512
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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