Donald J. Tharp

HUDSON FINANCIAL ADVISORS

STREETSBORO, OH 44241

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CRD#: 1523916

Professional summary

Donald James Tharp, CFP® is a registered financial advisor currently at HUDSON FINANCIAL ADVISORS INC located in Streetsboro, Ohio.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Donald has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed independent insurance producer. Earns commissions for the sale of insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald James Tharp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 6, 1999 - Present

HUDSON FINANCIAL ADVISORS INC

Office #1: 10034 Wellman Road, Streetsboro, OH 44241Office #2: 10034 Wellman Road, Streetsboro, OH 44241

RIA

CRD#: 113978

STREETSBORO, OH

Past

September 11, 2000 - April 11, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

STREETSBORO, OH

Past

May 14, 1996 - September 11, 2000

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

June 25, 1986 - May 9, 1996

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/3/2000)

IAR

Ohio
(10/6/1999)

IAR

Texas
(1/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/2/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/1998

General Securities Principal Examination

Current Firm

HUDSON FINANCIAL ADVISORS INC

CRD#: 113978 / SEC#:

Arizona

Registered Investment Advisory firm - (12/12/2002 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2015 Terminated)

Florida

Registered Investment Advisory firm - (3/3/2000 Approved)

Ohio

Registered Investment Advisory firm - (10/14/1999 Approved)

Oklahoma

Registered Investment Advisory firm - (12/16/2002 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10034 Wellman Road, Streetsboro, OH 44241

Mailing Address

Phone number

(330) 342-1157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald J. Tharp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald James Tharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT STREET SECURITIES, INC.

VESTAX SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/1998

Series 63

Date: 9/8/1987

Series 7

Date: 3/17/1998

Series 22

Date: 9/2/1986

Series 6

Date: 6/18/1986

Series 24

Date: 5/11/1998

Current Firm

HUDSON FINANCIAL ADVISORS INC

Contact information

Documents

Red Flags

Company Information

HUDSON FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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