David J. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Palmer, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
March 14, 2012 - December 31, 2023
MILTON ASSET MANAGEMENT, LLC
October 25, 2010 - November 23, 2011
FIRST CITIZENS ASSET MANAGEMENT, INC
October 25, 2010 - November 23, 2011
FIRST CITIZENS SECURITIES CORPORATION
April 27, 2005 - October 22, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 22, 2005 - October 22, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 21, 2004 - May 6, 2005
BB&T INVESTMENT SERVICES, INC.
March 8, 2004 - May 6, 2005
BB&T INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILTON ASSET MANAGEMENT, LLC
CRD#: 160937 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 25,810,315 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
