Lewis E. Wolters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Edwin Wolters was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1986. Lewis had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1989 - July 6, 1990
AIMS CAPITAL CORPORATION
July 12, 1988 - January 14, 1989
AMERICAN INVESTORS GROUP, INC.
October 1, 1986 - July 18, 1988
INVESTMENT BROKERS OF AMERICA
July 23, 1986 - October 7, 1986
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
AIMS CAPITAL CORPORATION
CRD#: 15118 / SEC#: , 8-31673
Contact information
Documents
Red Flags
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