Anthony J. Bavedas
Professional summary
Anthony John Bavedas JR, CFP®, who also goes by Anthony J Bavedas Jr, is a registered financial advisor currently at CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT located in Shelton, Connecticut.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Anthony has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55, Series 5, PC, Series 1, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Bavedas JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2020 - Present
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
Office #1: 2 Trap Falls Road Suite 504, Shelton, CT 06484May 17, 2013 - October 21, 2020
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2013 - October 21, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - June 13, 2013
MORGAN STANLEY
June 1, 2009 - June 13, 2013
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 7, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
February 7, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
March 2, 1995 - March 22, 2005
CONSTITUTION CAPITAL CORP.
February 27, 1995 - February 7, 2005
CONSTITUTION CAPITAL CORP.
June 8, 1990 - March 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
February 26, 1978 - May 30, 1990
CITIGROUP GLOBAL MARKETS INC.
November 5, 1975 - February 26, 1976
HARRIS, UPHAM & CO. INCORPORATED
February 20, 1973 - July 24, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
December 18, 1969 - March 14, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
CRD#: 310378 / SEC#: 801-119493
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2020)
Exams
Series 7TO
Date: 4/29/2024
General Securities Representative ExaminationSeries 55
Date: 1/21/2002
Limited Representative-Equity Trader ExamSeries 5
Date: 10/16/1981
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 12/12/1969
Registered Representative ExaminationCurrent Firm
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
CRD#: 310378 / SEC#: 801-119493
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 224,853,594 |
Red Flags
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Company Information
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
CRD#: 310378Shelton, CT 06484TRUST BUT VERIFY
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