Russell J. Bernier

TAGLICH BROTHERS

Cold Spring Harbor, NY 11724

Some features on this profile are disabled

CRD#: 1523325

Professional summary

Russell Jean Bernier, who also goes by Russ Bernier, is a registered financial professional currently at TAGLICH BROTHERS, INC. located in Cold Spring Harbor, New York.

Russell is registered as a RR (Registered Representative) and started their career in finance in 1986. Russell has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Russ Bernier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Russell Jean Bernier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2004 - Present

TAGLICH BROTHERS, INC.

Office #1: 37 Main Street, Cold Spring Harbor, NY 11724Office #2: 37 Main Street, Cold Spring Harbor, NY 11724

RIA

CRD#: 29102

Cold Spring Harbor, NY

Past

January 25, 2001 - August 4, 2004

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

January 25, 2001 - August 4, 2004

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

June 12, 1992 - January 30, 2001

TAGLICH BROTHERS, INC.

CRD#: 29102

COLD SPRING HARBOR, NY

Past

May 22, 1987 - March 1, 1989

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

January 21, 1987 - May 14, 1987

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

September 29, 1986 - February 3, 1987

ROONEY, PACE INC.

CRD#: 6218

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/5/2004)

Colorado
(8/5/2004)

Connecticut
(8/5/2004)

District of Columbia
(8/5/2004)

Florida
(8/5/2004)

Georgia
(6/14/2024)

Hawaii
(6/14/2024)

Illinois
(6/14/2024)

Indiana
(6/14/2024)

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Michigan
(8/5/2004)

Minnesota
(6/14/2024)

Mississippi
(6/14/2024)

Montana
(6/14/2024)

Nevada
(6/14/2024)

New Jersey
(8/5/2004)

New York
(8/5/2004)

Oregon
(6/14/2005)

Pennsylvania
(6/14/2024)

Rhode Island
(8/5/2004)

South Carolina
(6/14/2024)

Texas
(3/4/2024)

Virginia
(6/14/2024)

Washington
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

37 Main Street, Cold Spring Harbor, NY 11724

Mailing Address

37 Main Street, Cold Spring Harbor, NY 11724

Phone number

(631) 757-1500

Established

New York since 11/25/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A; INVESTMENT ADVISER BROCHURE (6/25/2025)

PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (6/25/2025)

Direct owners and executive officers

Name	Position	CRD#
TAGLICH, MICHAEL NICHOLAS	PRESIDENT, CEO, FINOP, ROP	1343730
TAGLICH, ROBERT FRANCIS	VICE PRESIDENT	1539988
OH, RICHARD C	CHIEF COMPLIANCE OFFICER	2666196

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 45,136,551

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Russell J. Bernier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Russell Jean Bernier's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

TAGLICH BROTHERS, INC.

WEATHERLY SECURITIES CORPORATION

PHILIPS, APPEL & WALDEN, INC.

ROONEY, PACE INC.

Primary Firm SEC Registration

TAGLICH BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2002

Series 63

Date: 11/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/10/1992

Series 24

Date: 3/14/1995

FINRA

Current Firm

TAGLICH BROTHERS, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TAGLICH BROTHERS, INC.

TRUST BUT VERIFY

Similar Advisors