Ardith D. Steele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ardith Dale Steele, who also goes by Ardi Steele, Ardith H Steele, was a registered financial professional .
Ardith is a previously registered financial professional and started their career in finance in 1986. Ardith had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2004 - February 15, 2005
CARDINAL CAPITAL MANAGEMENT, INC.
January 11, 2002 - July 19, 2002
CARDINAL CAPITAL MANAGEMENT, INC.
September 6, 2000 - July 2, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 8, 1999 - August 22, 2000
EMERSON BENNETT & ASSOCIATES
January 4, 1993 - February 24, 1994
ARAGON FINANCIAL SERVICES, INC.
August 6, 1992 - November 13, 1992
MONACO SECURITIES, INC.
February 25, 1992 - July 30, 1992
NOBLE CAPITAL MARKETS, INC.
July 17, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
March 14, 1989 - May 24, 1989
U.S. ADVISORS, INC.
July 23, 1986 - December 20, 1988
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
