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Ardith Dale Steele

CRD# 1523221·Registered 1986 - 2005
Previously Registered: Being a previously registered professional could mean that Ardith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ardith Dale Steele, who also goes by Ardi Steele, Ardith H Steele, was a registered financial advisor. Ardith was a previously registered financial professional and started their career in finance 1986 - 2005. Ardith had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ardi Steele, Ardith H Steele

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CARDINAL CAPITAL MANAGEMENT, INC.·CRD# 24605
BD
Miami, FL
July 7, 2004 - February 15, 2005
CARDINAL CAPITAL MANAGEMENT, INC.·CRD# 24605
BD
Miami, FL
January 11, 2002 - July 19, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
September 6, 2000 - July 2, 2001
EMERSON BENNETT & ASSOCIATES·CRD# 36171
BD
Ft. Lauderdale, FL
July 8, 1999 - August 22, 2000
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
January 4, 1993 - February 24, 1994
MONACO SECURITIES, INC.·CRD# 15719
BD
Denver, CO
August 6, 1992 - November 13, 1992
NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
Boca Raton, FL
February 25, 1992 - July 30, 1992
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
July 17, 1990 - October 18, 1990
U.S. ADVISORS, INC.·CRD# 10721
BD
March 14, 1989 - May 24, 1989
GRAYSTONE NASH, INC.·CRD# 10635
BD
July 23, 1986 - December 20, 1988

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Current Firm

CC
CARDINAL CAPITAL MANAGEMENT, INC.

CARDINAL CAPITAL MANAGEMENT, INC | COMMUNITY INVESTMENT SERVICES, INC. | CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605 / SEC#: 8-41272
BD
Terminated by SEC on 03/13/2005

Contact Information

Established

Florida since 03/14/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CARDINAL CAPITAL . NET, INC.NEW PARENT COMPANY—
CARBONELL, GRISSEL MARIAFINOP2251670
SMITH, HERSHEL FRANCIS JRCHAIRMAN/CEO/SECRETARY/SROP/CROP427817
SWEENEY, CHRISTOPHER ALANSENIOR MANAGING DIRECTOR823375

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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