William E. Hayek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Hayek, who also goes by Bill Hayek, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2011 - February 1, 2022
REALTA EQUITIES, INC.
January 21, 2009 - July 15, 2009
WESTCO INVESTMENT CORP.
June 1, 2001 - February 7, 2007
NORTHEAST SECURITIES, LLC
June 7, 1993 - December 31, 2023
MAIN STREET MANAGEMENT COMPANY
July 8, 1992 - May 14, 2001
SECURITIES SERVICE NETWORK, LLC
December 19, 1987 - June 16, 1992
MAIN STREET MANAGEMENT COMPANY
June 15, 1987 - December 21, 1987
CADARET, GRANT & CO., INC.
September 26, 1986 - January 29, 1987
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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