Dianna R. Raedle

DEER ISLE CAPITAL

EAST HAMPTON, NY 11937

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CRD#: 1523194

Professional summary

Dianna Raab Raedle is a registered financial professional currently at DEER ISLE CAPITAL, LLC located in East Hampton, New York.

Dianna is registered as a RR (Registered Representative) and started their career in finance in 1990. Dianna has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dianna Raab Raedle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2008 - Present

DEER ISLE CAPITAL, LLC

Office #1: 18 Goodfriend Dr., East Hampton, NY 11937Office #3: 18 Good Friend Drive, East Hampton, NY 11937

CRD#: 146269

EAST HAMPTON, NY

Past

October 5, 2016 - May 22, 2017

DEER ISLE FINANCIAL, LLC

RIA

CRD#: 165320

NEW YORK, NY

Past

June 29, 1998 - August 12, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 11, 1998 - April 6, 2000

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

March 29, 1996 - September 2, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

September 3, 1993 - March 21, 1996

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 18, 1992 - September 3, 1992

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 29, 1990 - August 8, 1991

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/8/2019)

Florida
(6/2/2015)

New York
(4/19/2023)

Texas
(10/4/2013)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/29/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DEER ISLE CAPITAL, LLC

DEER ISLE CAPITAL, LLC | MILLENNIUM GLOBAL CAPITAL, LLC

CRD#: 146269 / SEC#: , 8-67803

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

18 Good Friend Drive, East Hampton, NY 11937

Mailing Address

18 Good Friend Drive, East Hampton, NY 11937

Phone number

(212) 488-0555

Established

Delaware since 07/25/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DEER ISLE GROUP, LLC	100% OWNER, MEMBER
ALMERINI, LOUIS ACHILLE	FINOP	1605183
RAEDLE, DIANNA RAAB	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER
SADZEWICZ, GERY JOSEPH	CHIEF COMPLIANCE OFFICER	1090963

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dianna R. Raedle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dianna Raab Raedle's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEER ISLE FINANCIAL, LLC

UBS SECURITIES LLC

ABN AMRO INCORPORATED

SBC WARBURG DILLON READ INC.

SBC WARBURG, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2016

Series 63

Date: 5/15/2008

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/29/2008

Series 24

Date: 3/19/2008

FINRA

Current Firm

DEER ISLE CAPITAL, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DEER ISLE CAPITAL, LLC

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