Debra K. Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Kay Paul was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1986. Debra had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2003 - November 14, 2005
SLGG FINANCIAL AND INSURANCE SERVICES, LLC
November 27, 2002 - December 8, 2022
SECURIAN FINANCIAL SERVICES, INC.
November 20, 2002 - November 14, 2005
SLGG FINANCIAL AND INSURANCE SERVICES, LLC
May 25, 1988 - December 8, 2022
SECURIAN FINANCIAL SERVICES, INC.
August 18, 1986 - May 23, 1988
CONSOLIDATED RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLGG FINANCIAL AND INSURANCE SERVICES, LLC
CRD#: 117736 / SEC#: , 8-53606
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SINGER LEWAK GREENBAUM & GOLDSTEIN, LLP | OWNER | |
| SECURIAN FINANCIAL SERVICES, INC. | OWNER | 15296 |
| GOLDSTEIN, HARVEY ARTHUR | DIRECTOR | 4475175 |
| KRAJANOWSKI, DAVID WILLIAM | DIRECTOR | 4072816 |
| PETERSON, JAMES CRAIG | SECRETARY/DIRECTOR | 2296613 |
| SCHLENER, ROBERT JOHN | TREASURER/DIRECTOR | 3165205 |
| THOMAS, PAUL STANISLAUS JR | PRESIDENT/CCO/DIRECTOR | 1023826 |
| WILSON, KINDRA ANN | VICE PRESIDENT COMPLIANCE | 3261807 |
Red Flags
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