Todd R. Geyer

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CRD#: 1523051

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd R Geyer was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 2003. Todd had worked at 10 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 14, 2022 - January 16, 2024

CODA MARKETS, INC.

CRD#: 36187

WILMETTE, IL

Past

June 11, 2020 - January 16, 2024

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

February 9, 2015 - March 28, 2024

ELECTRONIC TRANSACTION CLEARING, INC.

CRD#: 146122

DALLAS, TX

Past

November 25, 2013 - August 29, 2014

D.A. DAVIDSON & CO.

CRD#: 199

LOS ANGELES, CA

Past

November 4, 2013 - November 25, 2013

CROWELL WEEDON & CO.

CRD#: 168622

LOS ANGELES, CA

Past

September 21, 2011 - November 4, 2013

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

Past

April 20, 2007 - December 19, 2008

ORDER EXECUTION SERVICES, LLC

CRD#: 118749

NEWARK, NJ

Past

April 20, 2007 - July 2, 2010

TZERO SECURITIES, LLC

CRD#: 123421

JERSEY CITY, NJ

Past

April 20, 2007 - July 2, 2010

OES BROKERAGE SERVICES, LLC

CRD#: 132351

WHITTIER, CA

Past

April 20, 2007 - July 2, 2010

SPEEDROUTE LLC

CRD#: 104138

JERSEY CITY, NJ

Past

August 22, 2003 - April 9, 2007

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/8/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/20/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2007

General Securities Principal Examination

Current Firm

CODA MARKETS, INC.

CODA MARKETS, INC. | PDQ ATS, INC. | PB TRADE LTD | IMPERIAL INVESTMENTS LTD. | IMPERIAL INVESTMENTS LLC

CRD#: 36187 / SEC#: , 8-47077

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091

Mailing Address

Po Box 2326 2326, Glenvview, IL 60025

Phone number

(872) 205-0187

Established

Connecticut since 10/22/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACS GLOBAL HOLDINGS, LLC	SHAREHOLDER
DEROLF, MARK KENNETH	CHIEF COMPLIANCE OFFICER	1924355
LANG, TIMOTHY JUDE	CHIEF EXECUTIVE OFFICER	1109356
MITCHELL, RYAN PATRICK	SENIOR MANAGING DIRECTOR	6468380
MURPHY, KRISTEN	FINANCIAL OPERATIONS PRINCIPAL	2287252

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd R. Geyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APEX CLEARING CORPORATION

ELECTRONIC TRANSACTION CLEARING, INC.

D.A. DAVIDSON & CO.

CROWELL WEEDON & CO.

CROWELL, WEEDON & CO.

ORDER EXECUTION SERVICES, LLC

TZERO SECURITIES, LLC

OES BROKERAGE SERVICES, LLC

SPEEDROUTE LLC

CROWELL, WEEDON & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2003

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/8/2004

Series 7

Date: 8/20/2003

Series 24

Date: 8/1/2007

Current Firm

CODA MARKETS, INC.

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CODA MARKETS, INC.

TRUST BUT VERIFY

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